Economic Recovery Issues for Dummies

 

Federal Deficits and Debt for Dummies

Economic Stimulus-Investment Package for Dummies

Federal Budgeting for Dummies

Mark to Market for Dummies

Bailouts for Dummies

AIG Bailout for Dummies

Earnings for Dummies

 

Federal Deficits and Debt for Dummies

 

Conservatives are continually complaining about the federal deficits resulting from the bailouts, stimulus-investment package and President Obama’s proposed 2010 budget.  Even though most never complained about the deficits during the Reagan-Bush-Bush years. 

 

President Bush left much larger deficits than are apparent from looking at deficits during his presidency.  He left the economy is such bad shape, that if nothing was spent to stimulate our economy, the deficits would have been enormous for many years to come.  Production and tax revenues would be down and social support expenditures would be up.  Future generations would face large federal budget deficits and also large infrastructure deficits and a tattered social safety net.  Thank goodness that John McCain wasn’t elected.

 

President Obama’s stimulus-investment package and proposed 2010 budget will actually produce a lower debt than result if the do-nothing alternative were pursued.  Fixing a leaky roof costs money, but more would be spent later if the roof wasn’t fixed.  The major imperative is that the money spent on bailouts to increase investment credit, stimulating jobs, maintaining and enhancing physical and social infrastructure, and providing financial security (through health, work, retirement and other reforms) be cost-beneficial to reduce the costs of unemployment and reduced entrepreneurship.

 

Instead of increasing our long run federal deficits and debt, President Obama is decreasing them.  Incidentally, President Clinton’s budgets would have all been balanced, if the interest paid on the Reagan-Bush dept were excluded.

 

Economic Stimulus-Investment Package for Dummies

 

To stimulate the economy, we need people to quickly spend money to provide demand for goods and services, such that providers will create more jobs.  The poorer people are, the more likely they are to spend any money they receive.  Excellent stimulants are increasing the minimum wage, the earned income tax credit, unemployment payments, food stamp payments, and tax reductions for low income persons.  These add to our safety net.  They stimulate private businesses to provide more jobs.  They may contribute some to making our economy more efficient through enhancing our human resources (infrastructure). 

 

Investing money in shovel-ready infrastructure projects also quickly creates jobs, some public and some private.  In addition, repairing and building new roads, bridges, dams, buildings, public transit, communications and other infrastructure, conserving energy and creating and implementing non-carbon based energy production make our economy more efficient.  Assuming that these infrastructure projects are helpful instead of make-work or even harmful.

 

Investment in slower to start infrastructure projects doesn’t provide immediate stimulus.  It would be justified by improving the efficiency of our economy. 

 

Providing funds to wealthy people or companies that will not spend it is a waste of stimulus money.  We must also be wary of incurring long term obligations, which can’t be met in future economic downturns.  Our regular budget should provide for permanent increases in government spending on child, disabled and elder care, education, and health.  Note that while government spending on health should go up, spending to buy private health insurance should decline or be eliminated, for a net reduction in national health spending.  For more.

 

To obtain enough votes from Republican Senators to pass the stimulus-investment, the stimulus-investment package was modified from the House version to provide more home and auto purchase tax credit stimulus and less investment in state, local and education projects.  For a comparison.  For more.  Paul Krugman has criticized the Senate version.  California Senator Barbara Boxer defended the compromises as necessary to pass the bill.  More commentary.

 

Dean Baker: How we changed from Earning to Borrowing and how to start back

 

Federal Budgeting for Dummies

 

The federal government's fiscal year begins on October 1st and ends on September 30th of the next calendar year.  The 2010 budget covers the period from October 1st, 2010 through September 30, 2011.

 

Authorization and Appropriations

In general, funds for Federal Government programs must be authorized by an authorizing committee through enactment of legislation. Then, through subsequent acts by Congress, budget authority is then appropriated by the Appropriations Committees of the House and Senate. In principle, committees with jurisdiction to authorize programs make policy decisions, while the Appropriations Committees decide on funding levels, limited to a program's authorized funding level, though the amount may be any amount less than the limit.

 

In practice, the separation between policy making and funding, and the division between appropriations and authorization activities are imperfect. Authorizations for many programs have long lapsed, yet still receive appropriated amounts. Other programs that are authorized receive no funds at all.  In addition, policy language -- that is legislative text changing permanent law -- is included in appropriation measures.

 

The way Congress develops tax and spending legislation is guided by a set of specific procedures laid out in the Congressional Budget Act of 1974. The centerpiece of the Budget Act is the requirement that Congress each year develop a “budget resolution” setting aggregate limits on spending and targets for federal revenue. The limits set by the budget resolution, along with a companion “pay-as-you-go” rule, apply to all tax or spending legislation developed by individual committees as well as to any amendments offered on the House or Senate floor.

·       The annual federal budget process begins with a detailed proposal from the President in February.  For more detail.

·       Congress next develops an authorizing blueprint called a budget resolution that sets limits on how much each committee can spend (or reduce revenues) over the course of the year.  This authorizing budget resolution is for guiding congressional appropriations committees and is not subject to presidential approval.

·       The terms of the budget resolution are then enforced against individual appropriations, entitlement bills, and tax bills on the House and Senate floors.

·       In addition, Congress sometimes uses a special procedure called “reconciliation” to facilitate the passage of deficit reduction legislation or other major entitlement or tax legislation.

·       Finally, a companion PAYGO rule helps ensure that tax cuts and entitlement increases are paid for and do not add to the deficit.  However, the PAYGO rule is not now in effect.  It may be reinstituted after our economy recovers.

For more.  For more.  For more.

 

President Obama’s Budget

Less than two months after taking office, President Obama has presented his preliminary 2010 budget, which provides the rationale for the 2010 budget, including 10 year projections, with proposed budget amounts for 2010 and following years.  Our house and senate are now deciding upon authorizing budgetary limits.  The budget resolution should be passed by April 15th.

 

For our 2010 budget year, the limits that are being decided appear to be largely in agreement with President Obama’s proposals.  Congress members who are most concerned about large budget deficits, even if temporary, have proposed eliminating or delaying authorizing 2011 funds for health care reform and cap and trade emissions control system.  Depending upon economic recovery and politics, these funds might be restored next year when the 2011 budget is decided.  They are also attempting to reduce the 2010 budget by about $100 billion.

 

In May, President Obama will present a much more detailed budget.  Congressional appropriations committees are already deliberating authorizations.  Congress hopes to pass all of its appropriations bills by the August recess.  Or at least before the October 1st beginning of our 2010 fiscal year.  If some bills are not passed by then (as has been typical in recent years), continuing resolutions will be passed to continue spending much as they were during the 2009 budget year.

 

So far it appears that the Republicans will just say no to Democratic proposals, such that the budget will be decided by Democrats.  If enough Republican senators can not be found to reach 60 votes, a procedure may be used which requires only 51 votes, with our vice president voting to break a tie.

 

Bailouts for Dummies

 

As I have studied bailouts, the alternatives seem very complicated.  But I finally have come to realize that the underlying reality is fairly simple.  Driven by infectious greed, almost all large financial companies speculated in mystery securities (with underlying mortgages or other assets of unknown value).  Based on the market value of these assets, most of these companies are now insolvent. 

 

To bail out (make solvent) these companies, our government must buy the mystery securities at more than their market value or otherwise give money to them.  If our government does not bail them out, they will become bankrupt, their stockholders wiped out and their assets sold at market value.  If our government does bail them out, our tax payers will take a beating.  The unlikely exception is if we purchase the mystery securities for more than they are worth, but manage them so that over time, they become more valuable.  For a succinct analysis by Dean Baker.  Read about Tim Geithner’s BARF (Bad Assets Relief Fund).

 

So the question is, “Do we need these financial companies to survive, at great expense to our government and ultimately our taxpayers?”  As we reduce our speculation and consumption, we have less need to borrow.  Can’t we rely on local and regional banks and credit unions which are solvent (due to not participating in speculation in mystery securities)?  To provide the credit that we do need for appropriate consumption and investment by qualified borrowers.  Can’t our government loan money to them, to augment their ability to loan at appropriate levels?  For more.

 

Unfortunately, many of the stockholders that will be hurt by the collapse of large financial companies are mutual and retirement funds, in which many of us have placed our savings.  Driven by our desire to maximize returns, we have unwittingly become speculators.  Not wanting to allow our speculative gains to disappear and to save their cronies, our government has provided bailouts.  As taxpayers, we don’t like bailouts.  As speculators, we favor them.  We will all be better off in the long run without bailouts.  If we bought or refinanced houses our bought stocks directly or indirectly, we will be better off in the short run with bailouts.  The major push for bailouts comes also from financial companies and their stockholders who benefited from their leveraged speculation and then lost when the bubble popped.

 

Note that our highly leveraged speculative credit bubble is much like a Ponzi scheme.  As earlier speculators made money, more companies, funds and individuals joined.  Until finally there were no new entrants and the weakness of the whole scheme was revealed.  As with Madoff, many of the victims were unaware that they were speculating.  They were attracted by various enabling funds which took their money and speculated with it.

 

AIG Bailout for Dummies

 

Large financial companies made highly leveraged purchases of mystery securities composed of bundled mortgages.  They then purchased insurance from American International Group (AIG) to protect them from the failure of these securities.  Without regulation and assuming that (since housing values would continue to increase) the securities could not fail, AIG sold insurance without reserves which insurance companies need to assure payment of claims. 

 

Failure of the mystery securities held by large financial companies triggered their insurance claims against AIG, well beyond what AIG can pay.  To keep the large financial companies (which are customers of AIG) from failing, our government is providing billions to AIG so that it can pay the claims.  These funds are not so much saving AIG, as they are passing through to save large financial companies, both American and foreign. 

 

An alternative would be to let AIG default on their claims, and then directly bail out the large financial companies which are affected, at least those which are needed to provide credit.  Also important to note is that many companies purchased AIG insurance as a gamble instead of as protection from any loss.  Just as if you bought insurance on a neighbor, not because the neighbor’s death would cause you any loss, but because you thought you would make money if your neighbor died earlier than the insurance company expected.  When we bail out AIG, we are also bailing out gamblers.  For more.  For more.

 

This actually seems fairly easy to understand.  So why are we bailing out AIG instead of only the financial companies which might be needed to buy credit?  How can we justify bailing out speculators who serve no public purpose?

 

Unfortunately both the Bush and Obama people who are dealing with our credit crisis have a Wall Street mindset, fueled by their past experiences in working for or with large financial companies and/or by lobbyists for these firms.  Most of our congress members (especially those on relevant committees) have also been bought and paid for by these lobbyists.  I wish that less biased experts such as Dean Baker, Robert Kuttner, Paul Volker, Joe Stiglitz, James Galbraith, Paul Krugman and George Soros were playing a larger role in our attempts to restore appropriate levels of credit.  To prevent future credit collapses, we need to ensure that no corporation becomes too big to fail.  And that larger ones are prevented from taking risks which could harm our economy.

 

Senator Bernie Sanders says bailed out firms shouldn’t charge usurious credit card rates.

 

Earnings for Dummies

 

The wage ratio is defined as the relationship of incomes from dependent work (employee payment) to the national income and is an important indicator for the functional income distribution, i.e. the distribution of the national income on the factors of production "work" and "capital".  It is well known that earnings have not kept up with productivity gains since 1973.  I have unsuccessfully spent several hours web-browsing to find statistics necessary to detailing the changes in the wage ratio from 1945 to the present.  I did find the following relevant commentary.

 

Dean Baker’s commentary The Productivity to Paycheck Gap: What the Data Show shows that from 1948 to 1973, average annual productivity increased 2.72% while real wages increased 2.23%.  From 1973 to 2006, average annual productivity increased 1.56 percent while real wages increased 0.02%

 

Baker stated that: “After making all the appropriate adjustments, there is still a large gap between the rate of usable productivity growth and the rate of growth of hourly compensation for the typical worker. Over the period from 1973 to 2006, median hourly compensation rose by 20.1 percent while usable productivity grew by 47.9 percent. This indicates that there was still a very substantial upward redistribution from typical workers to profits and high paid workers.

 

This redistribution was the result of a number of policies that were supposed to increase productivity growth, such as the removal of trade barriers, the deregulation of major industries (e.g. airlines, trucking, telecommunications), and less union-friendly labor rules. However, usable productivity growth remained far lower than in the early post-war period throughout the period from 1973 to 2006. Even in the period following the productivity upturn in 1995 the rate of growth of usable productivity was still 1.2 percentage points lower than in the early post-war period.

 

While it is possible that productivity growth in the years since 1973 would have been even slower without these policy changes, they clearly have not succeeded in boosting productivity growth back to rate for the years from 1947 to 1973. If the economy had sustained the early post-war rate of usable productivity growth rate in the years from 1973 to 2006, the level of usable productivity would be more than 80 percent higher today. This would have allowed for substantial increases in wages and/or leisure.”

 

As Baker stated, instead of going to workers, the productivity gains went to profits and high paid workers (i.e. executives).  Some of the profits were distributed to stockholders.  Others went to service debts, often the result of real or threatened takeover attempts.  Ultimately many of these undistributed or distributed profits ultimately were used for speculation.  For more.  For more.